Wintermute Secures Broker-Dealer Registration in Highly Regulated U.S. Market

Wintermute has made significant strides in expanding its presence in the U.S. market by launching a broker-dealer entity, securing registration with the SEC and membership with FINRA.

This move enables Wintermute to operate within the highly regulated U.S. market, offering institutional clients compliant access to securities and tokenized securities.

The launch builds on Wintermute's 2025 expansion into the U.S., when it established a New York City headquarters and appointed Ron Hammond as its Head of Policy and Advocacy.