Caterpillar CFO Receives Phantom Stock Units Worth Over $9K

Caterpillar's CFO Kyle Joseph Epley has acquired phantom stock units as part of two award entries on September 25, 2026. In one entry, he received 11 units, including 6 that were credited to his account due to excess contributions at $821.58 per share and 5 contributed for no consideration. The other entry consisted of 7 units, reported at the same price of $821.58 per share.

Each phantom stock unit is equivalent in value to one Caterpillar common share and will be settled entirely in cash upon Epley's retirement or separation from service.